Investment Manager

ROLES AND DUTIES OF THE INVESTMENT MANAGER

Effective 10 November 2004, the investment function has been delegated to Phillip Capital Management Sdn Bhd (“PCM”). We strongly believe that by delegating the investment function, the Funds would be best managed to achieve its objective. PCM was appointed as the Investment Manager to implement the investment strategies and manager the Funds, as required by the relevant guidelines, the appointment of PCM has been approved by the SC and the Trustee.

The Investment Manager is a licensed fund management company and responsible for managing the investment and dealing of the Funds so as to meet the investment objectives of the Funds. The Investment Manager shall have discretionary authority over the investment of the Funds under their management subject to the Guidelines on Unit Trust Funds and other relevant applicable regulations. The Investment Manager will meet and report to the Investment Committee of the Funds on a regular basis pertaining to the status of the Funds, proposed investment strategy and discuss matters relating to the Funds. Apart from the regular meetings, the Investment Committee will meet with the Investment Manager more frequently should the circumstances require. The remuneration of the Investment Manager is borne by PMB.


PHILLIP CAPITAL MANAGEMENT SDN BHD (PCM)

PCM was incorporated on 13 February 1995 and commenced operations with a paid up capital of RM6.245 million. PCM is a licensed fund manager under the Act, and is part of the PhillipCapital Group of companies. The fund management service of PhillipCapital Group is available globally through several member companies, namely PhillipCapital Management Pte Ltd (Singapore), Walker, Crips, Weddle, Beck Plc (United Kingdom), Sovereign Asset Management Limited (Australia), Phillip Securities (Hong Kong) and Phillip Securities (Singapore).

PCM offers investment management expertise to institutions, corporations and high net-worth individuals and EPF contributors under the EPF Investment of Members Savings Scheme. As at 30 April 2016, PCM’s total shareholders fund was RM RM 15,237,713 million and the total funds under management were RM 2,465,347,361.37.

PCM combines top-down macroeconomic approach for asset allocation decision and bottom-up research for optimum stock selection. As at 30 April 2016, the company has total staff strength of 36 comprising 15 Fund Managers and 21 support staff.


KEY MANAGEMENT PERSONNEL OF THE INVESTMENT MANAGER

DATIN HAJJAH NONA BINTI SALLEH, EXECUTIVE CHAIRPERSON
B.Sc. Econ (Hons) Accounting & Finance, London School of Economics, University of London
Investment Management Certificate (IIMR), United Kingdom

Datin Hajjah Nona Binti Salleh, CFP (Executive Chairperson, PhillipCapital Malaysia), is the Executive Chairperson of Phillip Capital Management Sdn Bhd, Chairman of Phillip Mutual Berhad, a director of Phillip Futures Sdn Bhd, Phillip Wealth Planner Sdn Bhd, as well as other Malaysian companies under the PhillipCapital Group. She started her investment career in Aseambankers in 1992 where she gained exposure in the management of Shariah-based and semi-Shariah based portfolios. Over the past 20 years, she has accumulated experience through her involvement in the investment management and strategy of her clients’ investment portfolios, namely the Employees Provident Fund (EPF), Lembaga Tabung Haji, Koperasi Jaya Diri, Double Growth Fund and Emerging Growth Fund (BHLB Unit Trusts) as well as Maybank Dana Yakin (Maybank’s Shariah -based unit trust fund).

Prior to re-joining the Phillip Group in 2001 to head its Malaysian operation, she has held several key positions in investment management and research, including the positions of Associate Investment Director of BHLB Asset Management, a subsidiary of Ban Hin Lee Bank (now merged under CIMB group) and Chief Investment Officer at Mayban Investment Management Sdn Bhd, a subsidiary of Malayan Banking Berhad. Datin Hajjah Nona is a graduate of the London School of Economics, University of London and she holds the Investment Management Certificate (IIMR), UK as well as being a member of the Financial Planning Association of Malaysia (FPAM). She holds a Capital Markets Services Representative License (CMSRL/A3012/2007).

MR. ANDY LIM SAY KIAT, DIRECTOR
B.Sc.(Hons) Economics & Management, London School of Economics, University of London

Mr. Andy Lim is currently the Executive Director of Phillip Wealth Planner Sdn Bhd, a financial planning company licensed by the SC and the Group Managing Director of PhillipCapital Malaysia. He started his career as a Dealer in the international commodities market before joining PhillipCapital’s Malaysian derivatives operation as a Futures Dealer in 1998. He specialised in the Kuala Lumpur Composite Index Futures. He was transferred to the fund management arm of the Group in 1999 to grow the high-net-worth clients operations.

Over the past 14 years, Mr. Andy Lim has climbed up the ranks through various division within the Group including sales, marketing, financial planning, research and fund management. Mr. Andy Lim was appointed as the Non- Independent Director on 5 June 2009.

ENCIK MOHD FADZLI BIN MOHD ANAS, INDEPENDENT DIRECTOR
BSc (Mathematics) from Clarkson University, USA,
MBA (Finance) from University of Leeds, UK.

En. Mohd Fadzli Bin Mohd Anas was previously the Chief Executive Officer of Phillip Mutual Bhd between 2 February 2005 and 31 December 2015. Prior to that, he was the Vice President, Investment of Phillip Capital Management Sdn Bhd where he was responsible for investment and marketing activities for the company. En. Mohd Fadzli has been with the PhillipCapital Group for the past 16 years and has been instrumental in charting the growth of its Malaysian business. He currently holds the position of Executive Director for Phillip Capital Management Sdn Bhd since 1 January 2016.

En. Mohd Fadzli has worked in various senior capacities in the financial industry for the past 20 years. He has also been actively involved in the business development activities of a listed telecommunications company, where he served as President of its Group Marketing Council which was responsible for advising the company’s Management Committee on marketing strategies. En. Mohd Fadzli graduated with a B.Sc. (Mathematics) from Clarkson University in New York, and holds an MBA (Finance) from the University of Leeds, United Kingdom.

EN. ROSLAN BIN HARUN, PORTFOLIO MANAGER
Bachelor of Business Administration majoring in Finance. University of Cincinnatti, Ohio, USA.

En Roslan Harun joined PhillipCapital Group in August 2013 with the main responsibilities to implement the business development plan/strategies for corporate and institutions’ business. He is also responsible in managing investment equity portfolio for retail and corporate clients.

En Roslan Harun has total more than 25 years of experience in the capital market industry with his first job as Investment Analyst with PFM Capital.Then he joined KAF Stockbroking as corporate dealer’s representative. He was a fund manager cum business development manager at Maybank Investment in 1995. He joined JMF Asset Management in 2001 then after the merger with Amanah Raya Asset, he was appointed the Chief Executive Officer of Amanah Raya Unit Trust. Later, he joined ECM Libra Group as the Director of Corporate Business Development. En Roslan Harun holds CMLS and unit trust license.

MR. ANG KOK HENG, CHEIF INVESTMENT OFFICER
B. Engineering (Mechanical), UM & MBA, UKM, CFA

Mr. Ang joined Phillip Capital Management Sdn Bhd in January 2007. He graduated with a Bachelor of Engineering in Mechanical, from University of Malaya in 1980 and holds a Master Degree in Business Administration from Universiti Kebangsaan Malaysia. He is also a Fellow Member of the Chartered Institute of Management Accountants and Charterholder of CFA Institute. He started his career as a design engineer before joining Malaysian Industrial Development Authority (MIDA) where he spent seven years there.

Mr. Ang started the Research Department of TA Securities Berhad in 1988 and headed the department for seven years. He was subsequently transferred and appointed as the Chief Investment Officer of TA Asset Management in 1995. He is also a regular speaker in stock market and investment seminars. Mr. Ang holds a Capital Markets Services Representative License (CMSRL/A3984/2007).



MR JEFFREY LIM SEOW LEONG, VICE PRESIDENT, INVESTMENT
CIMA (Finalist)

Mr. Jeffrey Lim joined the PhillipCapital Group in 1993. He had assumed various posts in the Group before being promoted to head the Futures & Options operation of the Group in Malaysia in 2000. Mr. Jeffrey Lim joined the Group’s Malaysian Fund management team in July 2003 and holds a Capital Markets Services Representative License (CMSRL/A3303/2007).

MR RICHARD CHEONG PAK WAI, VICE PRESIDENT, INVESTMENT
ACIS
(The designated Fund Manager personnel for Phillip Master Equity Growth Fund and Phillip Master Money Market Fund)

Mr. Richard Cheong joined Phillip Capital Group in January 2007 as an Assistant Vice President, Investment. He was with TA Asset Management Sdn Bhd for 4 years as an Investment Analyst responsible for providing research and analysis on investments. He was also the technical analyst for the investment team of TA Asset Management Sdn Bhd. Mr. Richard Cheong holds a Capital Markets Services Representative License (CMSRL/A4052/2007) and manages several of the investment portfolios of PCM’s clients.

EN. ZAINUDDIN ZAKARIA, HEAD OF MARKETING
Bachelor Business Administration (BBA), Northwood University

En Zainuddin joined Phillip Capital Management Sdn Bhd in August 2007 with the main responsibilities to provide service and maintain good working relationship with both clients and financial consultants. At the same time, he also plays a role in the formulation and implementation of products and business development strategies. En. Zainuddin brings with him over 11 years of experience in the financial industry ranging from risk management and trade execution. He holds a Capital Markets Services Representative License (CMSRL/A9777/2009).

MS. TAN SZE NEE, MANAGER, FIXED INCOME
Bachelor of Business Administration, University of Malaya

Ms. Tan was appointed as Fixed Income Manager of Phillip Capital Management Sdn Bhd in January 2015. She began her career with the Phillip Mutual Berhad in August 2008 and was transferred to Phillip Capital Management in 2011 to grow the corporate and institutional business.

Ms. Tan has total more than 6 years of experience in the financial industry. She holds a Capital Markets Services Representative License (CMSRL/B3906/2013).

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