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PHILLIP
MUTUAL BERHAD
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Board
of Directors
Investment
Committee
The
Investment Advisor
Panel
of Advisors (for the Phillip MASTER First Ethical Fund only)
The
Management Team
Investment Manager
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ABOUT
US
Phillip
Mutual Berhad (PMB) was incorporated in Malaysia on 31 January 2002 under the Companies
Act 1965 with paid up capital of RM7,000,000. The shareholders of PMB are Phillip Capital
Holdings Sdn Bhd (PCH) (70%) and Ehsan Astaka Sdn Bhd (30%). As at 31 May 2005, the
shareholders’ funds of PCH amounted to RM13,327,408.50. PCH is in the financial services
industry and has 7 subsidiaries, which are involved in various businesses such as fund
management, information technology, money lending and properties. As at 31 May 2005 PMB
has three (3) Unit Trust Funds under its management.
PMB's
sole activity is the management of unit trust funds. Our vision is to become a centre
of investment excellence in Malaysia through the following approaches:
-
Product Leadership
- PMB shall offer innovative investment products for
customers;
-
Operational Excellence
- PMB shall aim to produce consistent and superior
investment returns while offering efficient and effective
operations; and
- Customer Intimacy
- PMB shall strive to provide value added customer services
at all times.
PMB
has a staff strength of 11 as at 31 May 2005, comprising 10 executives and 1
non-executives. Our staff has extensive experience in the unit trust industry within
their respective areas of specialisation. They will be responsible for the day-to-day
management of the funds, reporting to the Board of Directors, Investment Committee,
Trustee and the Securities Commission.
PMB is essentially part of the
PhillipCapital Group of companies, a financial conglomerate with interests in stockbroking,
futures broking, fund management and information technology. The group was established
in 1975 and has a presence in 10 countries including Malaysia, Singapore, Thailand,
Indonesia, Hong Kong, Sri Lanka, Australia, United Kingdom and Japan employing more
than 2000 people worldwide as at 31 May 2005. The Group's more than 28 years
experience in equities, futures and fund management will be harnessed to produce
results consistent with each of the Funds' objectives. Top>>
BOARD
OF DIRECTORS
TAN
SRI DATO’ IR. TALHA BIN HAJI MOHAMAD HASHIM (Independent
Director)
Diploma in Civil Engineering, Brighton
Technical College, UK
Masters in Management Degree, Asian Institute of Management,
Manila
Tan Sri
Dato’ Ir. Talha bin Haji Mohamad Hashim is currently the
Chairman of Gamuda Berhad. He is also a Board Member of Sapura
Telecommunications Bhd, SHL Consolidated Bhd, Hume Industries
(Malaysia) Bhd, Sunway City Bhd and holds the position of Chairman
or Director of few private companies. He holds a Diploma in
Civil Engineering from Brighton Technical College, UK (1959)
and a Master in Management Degree from the Asia Institute of
Management, Manila (1976).
Tan Sri
Dato’ Ir. Talha began his career with the Public Works
Department in 1959 and held various posts before rising to the
rank of Director General in 1985 and retired in 1990. He is
a registered Professional Engineer with the Board of Engineers
Malaysia, Registered Chartered Engineer with the Engineering
Council of the UK, Fellow of the Institution of Engineers Malaysia,
Fellow of the Institution Civil Engineers (UK), Fellow of the
Institution Highways and Transportation (UK) and a Member of
the Association of Consulting Engineers Malaysia.
He was formerly
the President of the Board of Engineers Malaysia and Board member
of several Government and quasi-Government agencies. Tan Sri
Dato’ Ir. Talha has also served as the President of Road
Engineering Association of Asia and Australia and as a Board
Member of the International Road Federation. Tan Sri Dato' Ir. Talha was
appointed as Independent on 12 May 2003.
Top>>
TAN SRI DATO'
IR. JAMILUS BIN MD HUSSIN
(Independent Director)
B.Sc (Hons) Civil, M.Sc (Geotech), FIEM, P.Eng,
FIVMM, ASEAN Eng
Tan Sri Dato’
Ir Jamilus bin Hussin is currently the President and Chief Executive
Officer of KLIA Consultancy Services Sdn Bhd. He is also the President
of the Project Management Institution Malaysia and holds several fellow
memberships with Engineering associations in Malaysia. Tan Sri Dato’ Ir.
Jamilus was known for spearheading KLIA Consultancy Services
Sdn Bhd in the development and successful completion of the KL International
Airport (KLIA) construction within the time frame of six (6) years.
Prior to the KLIA project,
Tan Sri Dato’ Ir. Jamilus held numerous key positions in the Government
particularly the Public Work Department (PWD). Among the post were the PWD
State Director of Pahang, Terengganu and Perak. His vast experience includes
the formation of policies, organisational development and implementation,
project and construction management and facility management of Government
properties.
Tan Sri Dato’
Ir. Jamilus also has a keen interest to propagate the professional
practice of project management in the industry. He is active in the lecturing
circuit by giving lectures and seminars in major local and international conferences.
Tan Sri Dato’ Ir. Jamilus was appointed as Independent Director on 22 November
2004.
Top>>
PN.
NONA BINTI SALLEH (Non-Independent Director)
B.Sc. Econ (Hons) Accounting & Finance,
London School of Economics
Investment Management Certificate (IIMR), United Kingdom
Pn. Nona
Salleh is the Chief Executive Officer and Managing Director
of Phillip Capital Management Sdn Bhd, a fund management company
licensed by the Securities Commission under the Securities Industry
Act 1983. She was officially appointed as Director of Phillip
Mutual Berhad on December 1, 2002. She started her investment
career in Aseambankers in 1992 where she gained exposure to
the management of Syariah-based and semi-Syariah based portfolio
under its management.
Over the 13
years, she has accumulated experience through her involvement in
the investment management and strategy of her clients’ equity
portfolios and unit trusts, namely the Employees Provident Fund
(EPF), Lembaga Tabung Haji, Koperasi Jaya Diri, Double Growth
Fund and Emerging Growth Fund (BHLB Unit Trusts) as well as
Mayban Dana Yakin (Maybank Syariah-based unit trust). Prior to
re-joining the PhillipCapital Group in 2001 to head its Malaysian operation,
Pn. Nona has held several key positions in investment
management and research, including the positions of Associate
Investment Director of BHLB Asset Management, a subsidiary of
Ban Hin Lee Bank (now merged with Southern Bank) and Chief Investment
Officer at Mayban Investment Sdn Bhd, a subsidiary of Malayan
Banking Berhad.
Top>>
MR.
SIM KHEE LAU (Non-Independent Director), CFP
Bachelor of Business Administration
(Honors),
University of Singapore
Mr. Sim
Khee Lau is Head of the Managed Accounts Department at Phillip
Securities Pte Ltd, a member of PhillipCapital, Singapore. He
oversees the discretionary fund management services for
corporate and individual clients.
Mr Sim
graduated with an Honors degree in Business Administation from
University of Singapore in 1973 and holds a Certified Financial
Planner certification.
He was
previously a Senior Vice President with United Overseas Bank in
Singapore for 18 years; the last 15 years of which he was head
of the Investment Management Division and secretary of the
Investment Committee. During his employment with the Bank, he
was also a board member of several Group's companies. Prior to
joining the Bank, he also spent some years working
with Singapore Airlines and Inchape Berhad. Mr. Sim Khee Lau was
appointed as a non-Independent Director on 8 March 2004.
Top>>
MR.
LEE CHAY KIONG (Non-Independent Director), CFA
B.Sc
(Honors) Chemical Engineering, National University of Singapore
Mr.
Lee Chay Kiong is the Managing Director and Chief Investment
Officer of Phillip Capital Management (S) Ltd. Prior to his
current role, Mr. Lee was a Director of Investment at AIB Govett
(Asia) Ltd and held senior investment manager positions at DBS
Bank and Mitsubishi Corporation Group. Additionally, he has
previously served on the Board of Directors of a number of
companies within the DBS Bank and PhillipCapital, as well as
several venture capital investment companies. Mr. Lee's fund
management experience spans several investment cycles. His
tracks record includes a number of highly rated unit trusts in
the Asia Pacific and Global Funds category.
A
Chartered Financial Analyst (CFA) since 1990, he obtained his
Bachelor's (Honours) degree in Chemical Engineering in 1985 in a
Public Service Commission Merit Scholarship. Mr. Lee Chay Kiong was appointed as a
Non-Independent Director on 8 2004.
Top>>
INVESTMENT
COMMITTEE
MR.
LIM HUA MIN (Non-Independent Member; Chairman of the PhillipCapital
Group)
B.Sc. (Hons) Chemical Engineering, University
of Surrey, England
M.Sc. in Operations Research and Management Studies, Imperial
College, London University
Mr. Lim Hua Min,
the Chairman of PhillipCapital Group, co-founded Phillip Securities
(Singapore) Pte Ltd in 1975. He was the Chairman of Allied Phillip
Capital management Ltd and the Director of AIB Asset Management
Holdings Ltd (formerly John Govett Holdings Ltd) and AIB Govett
(Asia) Ltd (formerly John Govett Asia Pte Ltd. He served on
a number of committees and sub-committees of the Stock Exchange
of Singapore and Monetary Authority of Singapore. In 1997, he
was appointed Chairman of the Stock Exchange of Singapore Review
Committee, which he was responsible for devising the conceptual
framework to develop Singapore’s capital markets. Mr.
Lim was officially appointed as an Investment Committee Member
of Phillip Mutual Berhad on December 1, 2002.
Top>>
TAN
SRI DATO’ IR. TALHA BIN HAJI MOHAMAD HASHIM (Independent
Member)
– Profile as mentioned. Tan Sri Dato' Ir. Talha bin Haji Mohamd Hashim was
officially appointed as an Investment Commitee on 12 May 2003.
TAN SRI DATO'
IR. JAMILUS BIN MD HUSSIN (Independent)
– Profile as mentioned. Tan Sri Dato' Ir. Jamilus Bin Md Hussin was
officially appointed as an Investment Commitee on 22 November 2004.
MR.
SIM KHEE LAU (Non-Independent)
– Profile as mentioned. Mr. Sim Khee Lau was
officially appointed as an Investment Commitee on 27 September 2004.
THE
INVESTMENT ADVISOR
The
investment advisors,
Phillip Capital Management (S) LTD ("PCM(S)") is the subsidiary at Phillip group.
will have a close relationship with PMB and its Investment Committee
in setting investment policies, ensuring implementation of policies,
monitoring performance, and compliance. Besides that, the advisors
will assist PMB in formulating fresh investment strategies, providing
the forecast of global markets and initiating research on investments.
The remuneration of the investment advisors are borne by the Manager.
PHILLIP CAPITAL
MANAGEMENT (S) LTD [PCM (S)]
Phillip
Capital Management (S) Ltd, incorporated in Singapore in 1999,
holds an Investment Advisor’s License from the Monetary
Authority of Singapore (MAS). PCM (S) offers discretionary investment
management and advisory services to unit trusts, institutional,
corporate and individual clients.
The company is a wholly-owned subsidiary
of Phillip Capital Pte Ltd which is also the holding company of
Phillip Securities Pte Ltd. The investment philosophy of PCM (S) is
to generate consistent investment returns through optimum asset
allocation and stock selection. As at 30 April 2005, it has a total
staff strength of 12, comprising 4 fund managers, 1 marketing
personnel and 7 support staff. The total funds managed by PCM (S) as
at 30 April 2005 was S$505 million.
Top>>
PANEL
OF ADVISORS FOR THE PHILLIP MASTER FIRST ETHICAL FUND
TAN
SRI DATO’ DR. ABU BAKAR BIN SULEIMAN
Tan Sri Dato’ Dr.
Abu Bakar Bin Suleiman is currently the President of International
Medical University (IMU). He is also the President of Malaysian
Health Informatics Association, President of National Kidney
Foundation, Chairman of Medical Sciences Division, Chairman
of Academy of Sciences Malaysia, Chairman of National Productivity
Corporation, Consultative Panel on Healthcare, Chairman of Ministry
of Health Committee on Living Unrelated Donor Transplantation,
a member of National Health Welfare Fund, a member of Malaysia-Indonesia
Business Council and Subcommittee on Human Resource, Education
and Healthcare.
Tan Sri
Dato’ Dr. Abu Bakar completed his Bachelor of Medicine
and Bachelor of Surgery from Monash University, Australia in
1968 and subsequently obtained a Master of Medicine from University
of Singapore in 1974. He is a member of Royal Australasian College
of Physicians, and an honorary fellow of the American College
of Physicians.
He started
his career as a medical officer with the Ministry of Health
in 1969 and forthwith completed training in Internal Medicine
before he became a Consultant Physician with the Department
of Nephrology, Hospital Kuala Lumpur. In 1975, he was the visiting
fellow to the Division of Nephrology of Georgetown University
Hospital, Washington DC as well as Prince Henry’s Hospital
of Melbourne, Australia. In 1976, he returned to Kuala Lumpur
and was appointment as the Consultant Nephrologist and Head
of Department of Nephrology of Hospital Kuala Lumpur. In 1987,
he held the position of Director of Medical Services of Ministry
of Health and became Deputy Director General of Health in 1989
before rising to the rank of Director General of Health of the
Ministry in 1991 to 2001. He attended the advanced management
at Harvard Business School in 1991.
Tan Sri
Dato’ Dr. Abu Bakar was recently appointed as the President
of Malaysian Society of Nephrology, President of Malaysian Medical
Association, a member of Board of Directors of University Kebangsaan
Malaysia, Master of Academy of Medicine, Malaysia and President
of Malaysian Society of Transplantation.
Tan Sri
Dato’ Dr. Abu Bakar was appointed as Panel Advisor on
30th April 2003.
Top>>
PROFESSOR
DATO’ DR. KHOO KAY KIM
Professor
Dato’ Dr. Khoo Kay Kim is a distinguished historian who has devoted
his career to Malaysian history. Professor Dato' Dr. Khoo began his academic
career with the Department of History, University of Malaya
in 1964 until his retirement in 1998. He was appointed external
examiner for National University of Singapore and University
of Brunei in 1990. In 1995, Professor Dato' Dr. Khoo was admitted as a
Member Review Committee for University of Auckland, New Zealand.
Professor Dato' Dr.
Khoo is a member of the Board of Directors of Institute of Strategic
and International Studies (ISIS), a member of National Unity
Advisory Panel, a member of Malaysia Royal Asiatic Society’s
International Advisory Board and a member of the Editorial Advisory
Board of American Asian Review. Professor Dato' Dr. Khoo had also served
as a member of National Advisory Council on Culture, Editor
of Malaysian Museum Society and a member of National Literary
Award Panel.
He is also
active in Malaysian sports serving as a member of Technical
and Development Committee of Football Association of Malaya
(FAM) and a Central Committee member of Malaysian Amateur Athletic
Association (MMAU).
Professor Dato' Dr.
Khoo has written numerous books and monographs published by
Oxford University Press, Pelanduk Publications, Berita Publishing
and ASEAN Academic Press, London.
Professor
Dato’ Dr. Khoo was appointed as Panel Advisor on
30 April 2003.
Top>>
DATO’
HAJI ABU MANSOR BIN ALI
Dato’
Haji Abu Mansor bin Ali was a Federal Court Judge from May 1999 to January
2001. He graduated as a Barrister-at-Law at Lincoln Inn, England
in 1963. He started his legal career as a Cadet Magistrate and
became a Circuit Magistrate in the Judicial Legal Service in
numerous sates from 1964 to 1968. He was subsequently appointed
as the President of the Sessions Court in 1968. Dato’
Haji Abu Mansor later served the public legal services as the
Deputy Public Prosecutor in Penang, the State Legal Advisor
for the states of Selangor, Penang and Terengganu and the Head
of Advisory Division and Civil Division of the Attorney General’s
Chamber. In 1984, he was promoted as a High Court Judge (Borneo
and Malaya) and subsequently, as a Judge of the Court of Appeal
in 1994. In May 1999, he was elevated to the Federal Court.
Dato’ Haji Abu Mansor is also registered on the Panel
of Arbitrators for domestic and international cases and a Commissioner
for Oath.
Dato’ Haji Abu Mansor
was appointed as Panel Advisor on 30 April 2003.
Top>>
KEY
MANAGEMENT STAFF
THE
MANAGEMENT TEAM
ENCIK MOHD
FADZLI BIN MOHD ANAS, Chief Executive Officer
Encik Mohd Fadzli Bin Mohd Anas was
appointed as the Chief Executive Officer of Phillip Mutual Bhd on 2nd February
2005. Prior to this, he was the Vice President, Investment of Phillip Capital
Management Sdn Bhd where he was responsible for investment and marketing for
the company. Encik Mohd Fadzli has been with the PhillipCapital Group for the
past 6 years and has been instrumental in charting the growth of its Malaysian
operation.
Encik Mohd Fadzli has worked in various senior
capacities in the financial industry for the past 11 years. He has also been actively
involved in the business development operations of a listed telecommunications company,
where he served as President of its Group Marketing Council which was responsible
for advising the company's Management Committee on strategic issues. Encik
Mohd Fadzli graduated with a BSc (Mathematics) from Clarkson University in New York,
and holds an MBA (Finance) from the University of Leeds, United Kingdom.
Top>>
PN WAN JULIANA AIGAWATI BT WAN MAT, SENIOR COMPLIANCE OFFICER
Pn. Wan Juliana is a graduate of Universiti Kebangsaan Malaysia.
She obtained her first degree in 2002 in Economics. Prior to joining Phillip Mutual Bhd on 1 March 2007, she was
a Compliance Officer for several unit trust companies for 4 years. She was responsible for preparing of legal
documents for retail and corporate clients, sourcing for new businesses and monitoring the firm’s daily operations
to ensure compliance.
Top>>
MS.
TANG KHENG KHENG, Senior Manager, Finance & Operations
Ms. Tang Kheng Kheng
is a graduate from Universiti Utara Malaysia. She obtained her
first degree in 1994 in Business Administration. Prior to joining
Phillip Mutual Bhd on July 8, 2002, she was the Finance and
Operations Manager at Apex Unit Trusts Berhad (previously Jardine
Fleming Apex Unit Trusts) where she was responsible for finance,
fund accounting, operations, agency support and trade support.
Ms. Tang was initially exposed into the unit trust industry
at BHLB Pacific Trust Management Bhd as a Finance Executive
from 1994 to 1997.
Top>>
PN. ISNALIYAH SARWADI, Manager, Marketing & Business Development
Pn. Isnaliyah joined Phillip Mutual Berhad as Manager, Marketing and Business Development. Her main
responsibilities are to make sure the smooth running of PMB as a platform provider ie; tying up with the majority of the Unit Trust Management Company (UTMC)
under the Institutional Unit Trust Adviser (IUTA) arrangement. She is also responsible to expand the Company's B2B tie-ups plan. Before joining PMB in October 2007,
she was with a local unit trust company in charged of Corporate and Institutional clients. Her 8 years experience in the Financial Industry also includes analyst job and securing new
business for a bank backed broker. She graduated from University of Essex, Colchester United Kingdom with BSc (Hons) Information Management with Accounting
Top>>
INVESTMENT MANAGER
Phillip Capital Management Sdn Bhd (“PCM”)
PCM was incorporated on 13 February 1995 and commenced
operations with a paid up capital of RM2 million. PCM is a licensed Fund Manager under
the Securities Commission Industry Act, 1983, and is part of the PhillipCapital Group
of companies, a financial services conglomerate that offers a full range of financial
services and products. The fund management service of the Phillip Capital Group is
available globally through several subsidiaries, namely Phillip Capital Management
Pte Ltd (Singapore), Walker, Crips, Weddle, Beck Plc (United Kingdom), Sovereign
Asset Management Limited (Australia), Phillip Securities (Hong Kong) and Phillip
Securities (Singapore).
PCM offers investment management expertise to
institutions, corporations and high net-worth individuals and EPF contributors under the EPF Investment
of Members Savings Scheme. PCM’s management team has collectively more than 75 years experience in the
fund management industry. As at 31 May 2007, PCM’s total shareholders fund was RM284 million and the
total funds under management were RM416 million.
Type of Investment Amount (RM Million)
Fixed Income Securities
5.54
Equities
182.85
Cash
227.72
Others
Nil
Total