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THE
COMPANY Back To
Top
PHILLIP MUTUAL BERHAD
Philip Mutual Berhad (PMB) was incorporated
in Malaysia on 31 January 2002 under the Companies Act 1965 with paid up capital of RM10, 580,000.
The shareholders of PMB are Phillip Capital Holdings Sdn Bhd (PCH) (70%) and Ehsan Astaka Sdn Bhd
(30%). As at 30 April 2009, the shareholders' funds of PMB amounted to RM5,022,623.41.
We have staff strength of sixteen (16)
as at 30 April 2009, comprising fourteen (14) executives and two (2) non-executives. Our staff
has extensive experience in the unit trust industry within their respective areas of specialisation.
They will be responsible for the day-to-day management of the funds, reporting to the Board of Directors,
Investment Commitee, Trustee and the SC.
PMB is essentially part of the Phillip Group of
companies, a financial conglomerate with interests in stockbroking, futures broking, fund management
and information technology. The group was established in 1975 and has a presence in 10 countries
including Malaysia, Singapore, Thailand, Indonesia, Hong Kong, Sri Lanka, Australia, United Kingdom
and Japan employing more than 2,800 people worldwide as at 30 April 2009. The group's more than 33 years
experience in equities, futures and fund management will be harnessed to produce results consistent with
each of the Funds' objectives.
As at 30 April 2009, PMB has three (3) funds
totaling RM137,005,124.
FINANCIAL POSITION OF THE MANAGER FOR THE LAST 3 YEARS (AUDITED)
THE
MANAGEMENT TEAM
Back To
Top
EN. MOHD FADZLI BIN
MOHD ANAS, CHIEF EXECUTIVE OFFICER
B.Sc. (Mathematics) from Clarkson University, MBA (Finance) from the University of Leeds
En. Mohd Fadzli Bin Mohd Anas
was appointed as the Chief Executive Officer of Phillip Mutual Bhd
on 2 February 2005. Prior to this, he was the Vice President,
Investment of Phillip Capital Management Sdn Bhd where he was
responsible for investment and marketing for the company. En. Mohd
Fadzli has been with the PhillipCapital Group for the past 9 years
and has been instrumental in charting the growth of its Malaysian
operation.
En. Mohd Fadzli has worked in
various senior capacities in the financial industry for the past 14
years. He has also been actively involved in the business
development operations of a listed telecommunications company, where
he served as President of its Group Marketing Council which was
responsible for advising the company's Management Committee on
strategic issues. En. Mohd Fadzli graduated with a BSc (Mathematics)
from Clarkson University in New York, and holds an MBA (Finance)
from the University of Leeds, United Kingdom.
MR. RAYMOND FRANCIS WONG, MANAGER, MARKETING &
BUSINESS DEVELOPMENT
BSc. in Business Administration, University of Nebraska
Mr. Raymond Francis Wong joined Phillip Mutual
Berhad as Manager, Marketing and Business Development on March 2008. Prior to joining PMB, he was involved
in the Malaysian equity market as an Investment Analyst. In addition, he also possesses working knowledge
of the Unit Trust and Insurance industry, having served the sectors with established corporations for
a number of years. Raymond holds a BSc. in Business Administration majoring in Finance from the
University of Nebraska, USA.
BOARD OF DIRECTORS Back To
Top
TAN SRI DATO IR. TALHA BIN HAJI MOHAMAD HASHIM (Independent Director)
Diploma in Civil Engineering, Brighton Technical College, UK
Master in Management Degree, Asian Institute of Management, Manila
Tan Sri Dato Ir. Talha bin
Haji Mohamad Hashim is currently the Chairman of Gamuda Berhad. He
is also a Board Member of Sapura Telecommunications Bhd, SHL
Consolidated Bhd, Hume Industries (Malaysia) Bhd, Sunway City Bhd
and holds the position of Chairman or Director of few private
companies. He holds a Diploma in Civil Engineering from Brighton
Technical College, UK (1959) and a Master in Management Degree from
the Asia Institute of Management, Manila (1976).
Tan Sri Dato Ir.
Talha began his career with the Public Works Department in 1959 and
held various posts before rising to the rank of Director General in
1985 and retired in 1990. He is a registered Professional Engineer
with the Board of Engineers Malaysia, Registered Chartered Engineer
with the Engineering Council of the UK, Fellow of the Institution of
Engineers Malaysia, Fellow of the Institution Civil Engineers (UK),
Fellow of the Institution Highways and Transportation (UK) and a
Member of the Association of Consulting Engineers Malaysia.
He was
formerly the President of the Board of Engineers Malaysia and Board
member of several Government and quasi-Government agencies. Tan Sri
Dato Ir. Talha has also served as the President of Road Engineering
Association of Asia and Australia and as a Board Member of the
International Road Federation. Tan Sri Dato' Ir. Talha was appointed
as Independent Director on 12 May 2003.
TAN SRI DATO IR. JAMILUS BIN MD HUSSIN
(Independent Director)
B.Sc (Hons ) Civil, M.Sc (Geotech), FIEM,
P.Eng, FIVMM, ASEAN Eng
Tan Sri Dato Ir Jamilus bin
Hussin is currently the President and Chief Executive Officer of
KLIA Consultancy Services Sdn Bhd. He is also the President of the
Project Management Institution Malaysia and holds several fellow
memberships with Engineering associations in Malaysia. Tan Sri Dato
Ir. Jamilus was known for spearheading KLIA Consultancy Services Sdn
Bhd in the development and successful completion of the KL
International Airport (KLIA) construction within the time frame
of six (6) years.
Prior to the KLIA project, Tan Sri Dato Ir.
Jamilus held numerous key positions in the Government particularly
the Public Work Department (PWD). Among the post were the PWD State
Director of Pahang, Terengganu and Perak. His vast experience
includes the formation of policies, organisational development and
implementation, project and construction management and facility
management of Government properties.
Tan Sri Dato Ir. Jamilus also
has a keen interest to propagate the professional practice of
project management in the industry. He is active in the lecturing
circuit by giving lectures and seminars in major local and
international conferences. Tan Sri Dato Ir. Jamilus was appointed as
Independent Director on 22 November 2004.
DATIN HAJJAH
NONA BINTI SALLEH (Independent Director), CFP
B.Sc. Econ (Hons) Accounting & Finance,
London School of Economics, University of London
Investment Management Certificate (IIMR),
United Kingdom
Datin Hajjah Nona Binti Salleh is the Chairperson of Phillip Capital Management Sdn
Bhd, a fund management company licensed by the SC under the Act. She was officially appointed as
Director of Phillip Mutual Berhad on 1 December 2002. She started her investment career in Aseambankers
in 1992 where she gained exposure to the management of Syariah-based and semi-Syariah based portfolios
under its management.
Over 17 years, she has accumulated experience through her involvement in the investment management and
strategy of her clients' equity portfolios and unit trusts, namely the Employees Provident Fund (EPF),
Lembaga Tabung Haji, Koperasi Jaya Diri, Double Growth Fund and Emerging Growth Fund (BHLB Unit Trusts)
as well as Mayban Dana Yakin (Maybank Syariah-based unit trust). Prior to re-joining the Phillip Group
in 2001 to head its Malaysian operation, Datin Hajjah Nona has held several key positions in investment
management and research, including the positions of Associate Investment Director of BHLB Asset Management,
a subsidiary of Ban Hin Lee Bank (now merged with Southern Bank) and Chief Investment Officer at Mayban
Investment Management Sdn Bhd, a subsidiary of Malayan Banking Berhad. Datin Hajjah Nona holds a Capital
Markets Services Representative License (CMSRL/A3012/2007) and is the Executive Chairperson of Phillip
Capital Malaysia.
MR. ANDY LIM SAY KIAT (Non Independent Director),
CFA, CFP
B.Sc.(Hons) Economics & Management,
London School of Economics, University of London
Mr. Andy is currently the Managing Director of PhillipCapital Group Malaysia. He started his
career as a Dealer in the international commodities market before joining PhillipCapital?s Malaysian
derivatives operation as a Futures Dealer in 1998. He specialised in the Kuala Lumpur Composite Index
Futures. He was transferred to the fund management arm of the Group in 1999 to grow the high-net-worth
clients operations.
Over the past 11 years, Andy climbed up the ranks through various division within the Group
including sales, marketing, financial planning, research and fund management.
MR. SIM KHEE LAU (Non-Independent Director),
CFP
Bachelor (Hons) of Business Administration, University of Singapore
Mr. Sim Khee Lau is Head of
the Managed Accounts Division at Phillip Securities Pte Ltd, a
member of PhillipCapital, Singapore. He oversees the discretionary
fund management services for corporate and individual clients. Mr
Sim graduated with an Honours degree in Business Administation from the
University of Singapore in 1973 and holds a Certified Financial
Planner certification.
He was previously a Senior Vice President
with United Overseas Bank in Singapore for 19 years; the last 16
years of which he was head of the Investment Management Division and
secretary of the Investment Committee. During his employment with
the Bank, he was also a board member of several of the Group's companies.
Prior to joining the Bank, he also spent some years working with
Singapore Airlines and Inchape Berhad. Mr. Sim Khee Lau was
appointed as a Non-Independent Director on 8 March
2004.
MR. JEFFREY LEE CHAY KHIONG
(Non-Independent Director), CFA
B.Eng
(Hons) in Chemical Engineering, National University of
Singapore
Mr. Jeffrey Lee is the Managing Director and Chief
Investment Officer of Phillip Capital Management (S) Ltd. Prior to
his current role, Mr. Lee was a Director of Investment at AIB Govett
(Asia) Ltd and held senior investment manager positions at DBS Bank
and Mitsubishi Corporation Group. Additionally, he has previously
served on the Board of Directors of a number of companies within the
DBS Bank and PhillipCapital, as well as several venture capital
investment companies. Mr. Jeffrey Lee's fund management experience spans
several investment cycles. His track record includes a number of
highly rated unit trusts in the Asia Pacific and Global Funds
category.
A Chartered Financial Analyst (CFA) since 1990, he
obtained his Bachelor's (Honours) degree in Chemical Engineering in
1985 on a Public Service Commission Merit Scholarship. Mr. Jeffrey Lee
was appointed as the Non-Independent Director on 8 March
2004.
We hereby confirm that as at 30 April 2009, there is no material arbitration and litigation
proceeding taken against us either pending or threaten, nor are there any facts which is likely to give
rise to any proceedings which might materially affect the business/financial position of the PMB or any
of our delegates.
INVESTMENT
COMMITTEE Back To
Top
INVESTMENT COMMITEE MEMBERS
MR. LIM HUA MIN
(Non-Independent)
BSc (Hons) in Chemical Engineering, University of Surrey, England
M.Sc in Operations
Research and Management Studies, Imperial College, London
University
Mr. Lim Hua Min is the Executive Chairman of PhillipCapital Group of
Companies and was also appointed Chairman of International Factors (Singapore) Ltd on 20 May 2003.
He began his career holding senior positions in the Stock Exchange of Singapore and the Securities
Research Institute. He has served on a number of committees and sub-committees of the Stock Exchange
of Singapore. In 1997, he was appointed Chairman of the Stock Exchange of Singapore (SES) Review
Committee, which is responsible for devising a conceptual framework to make Singapore's capital markets
more globalised, competitive and robust. For this service, he was awarded the Public Service Medal (PBM)
in 1999 by the Singapore Government. Currently he serves as a board member in the Inland Revenue Authority
Singapore. Mr Lim holds a Bachelor of Science Degree (Honours) in Chemical Engineering from the University of
Surrey and obtained a Master's Degree in Operations Research and Management Studies from Imperial College,
London University. Mr Lim Hua Min was officially appointed as an Investment Committee member on 1 December 2002.
TAN SRI DATO IR. TALHA BIN HAJI MOHAMAD HASHIM
(Independent)
Profile as mentioned. Tan Sri
Dato' Ir. Talha Bin Haji Mohamad Hashim was officially appointed as
an Investment Committee Member on 12 May 2003.
TAN SRI DATO' IR. JAMILUS BIN MD HUSSIN (Independent)
Profile as mentioned. Tan Sri
Dato' Ir. Jamilus Bin Md Hussin was officially appointed as an
Investment Committee Member on 22 November
2004.
MR. SIM KHEE LAU (Non Independent)
Profile as mentioned. Mr. Sim
Khee Lau was officially appointed as an Investment Committee Member
on 27 September 2004.
PANEL OF ADVISERS FOR THE PHILLIP MASTER FIRST ETHICAL FUND
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TAN SRI DATO DR. ABU BAKAR BIN SULEIMAN
Bachelor of Medicine & Bachelor of Surgery, Monash University
Master of Medicine, University of Singapore.
Tan Sri Dato' Dr. Abu Bakar Bin Suleiman is currently
the President of International Medical University (IMU). He is also the President of Malaysian Health
Informatics Association, President of National Kidney Foundation, Chairman of Medical Sciences Division,
Chairman of Academy of Sciences Malaysia, Chairman of National Productivity Corporation, Consultative
Panel on Healthcare, Chairman of Ministry of Health Committee on Living Unrelated Donor Transplantation,
a member of National Health Welfare Fund, a member of Malaysia-Indonesia Business Council and Subcommittee
on Human Resource, Education and Healthcare.
Tan Sri Dato' Dr. Abu Bakar completed his
Bachelor of Medicine and Bachelor of Surgery from Monash University, Australia in 1968 and
subsequently obtained a Master of Medicine from University of Singapore in 1974. He is a member of
Royal Australasian College of Physicians, and an honorary fellow of the American College of Physicians.
He started his career as a medical officer with
the Ministry of Health in 1969 and forthwith completed training in Internal Medicine before he became a
Consultant Physician with the Department of Nephrology, Hospital Kuala Lumpur. In 1975, he was the
visiting fellow to the Division of Nephrology of Georgetown University Hospital, Washington DC as well
as Prince Henry's Hospital of Melbourne, Australia. In 1976, he returned to Kuala Lumpur and was
appointment as the Consultant Nephrologist and Head of Department of Nephrology of Hospital Kuala Lumpur.
In 1987, he held the position of Director of Medical Services of Ministry of Health and became Deputy
Director General of Health in 1989 before rising to the rank of Director General of Health of the
Ministry in 1991 to 2001. He attended the advanced management at Harvard Business School in 1991.
Tan Sri Dato' Dr. Abu Bakar was also appointed as the President of Malaysian Society of Nephrology,
President of Malaysian Medical Association, a member of Board of Directors of Universiti Kebangsaan
Malaysia, Master of Academy of Medicine, Malaysia and President of Malaysian Society of Transplantation.
Tan Sri Dato' Dr. Abu Bakar Bin Suleiman was appointed as Panel Adviser on 30 April 2003.
PROFFESSOR EMERITUS TAN SRI DR. KHOO KAY
KIM
BA (Hons), University of Malaya (Singapore)
M.A Dept. of History, University of Malaya
Ph.D, Dept. of History, University of Malaya
Prof. Emeritus Tan Sri Dato' Dr. Khoo Kay Kim is a distinguished historian who has
devoted his career to Malaysian history. Professor Khoo began his academic career as a Graduate Teacher
in Teluk Anson and later became a tutor, lecturer, head and dean at Department of History, University
of Malaya in 1964 until his retirement in 1998. He was appointed External Assessor for National
University of Singapore, Universiti Sains Malaysia and University of Brunei in 1990. In 1995, Professor
Khoo was admitted as a Member Review Committee for University of Auckland, New Zealand. He was also a Research
Fellow at the Institute of Defence & Strategic Studies, Nanyang Technological University. At various times,
he serves as President or Editor of the Royal Asiatic Society Malaysian Branch, a member of Editorial Advisory
Board of The American Asian Review and Editor of the Malaysian Historical Society and Malaysian Museum.
Professor Khoo currently is a member of the Board of Directors of Institute of
Strategic and International Studies Malaysia (ISIS), a member of the Board of Directors of Integrity
Institute of Malaysia, a member of the Board of Directors of Dewan Bahasa & Pustaka, a Senior Fellow
of Social Institute of Malaysia, a member of Human Rights Commissioner, a member of National Advisory
Committee on National Unity.
Professor Khoo has written numerous books and monographs published by Oxford University
Press, Pelanduk Publications and Putri Publication. He also writes about 100 articles in learned journals mainly
on Malaysian History. Prof. Emeritus Tan Sri Dato' Dr. Khoo Kay Kim was appointed as Panel Adviser on
30 April 2003.
INVESTMENT
MANAGER - PHILIP CAPITAL MANAGEMENT SDN. BHD
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FUNCTION OF THE INVESTMENT MANAGER
The Investment Manager is a
licensed fund manager and responsible for managing the investment
and dealing of the Funds so as to meet the investment objectives of
the Funds. The Investment Manager shall have discretionary authority
over the investment of the Funds under their management subject to
the Guidelines on Unit Trust Funds and other relevant applicable
regulations. The Fund Managers will meet and report to the
Investment Committee of the Funds on a regular basis pertaining to
the status of the Funds, proposed investment strategy and discuss
matters relating to the Funds. Apart from the regular meetings, the
Investment Committee will meet with the Investment Manager more
frequently should the circumstances require. The remuneration of the
Investment Manager is borne by the
PMB.
PHILLIP CAPITAL MANAGEMENT SDN BHD (PCM)
PCM was incorporated on 13 February 1995 and commenced operations with a paid up capital of RM2 million.
PCM is a licensed under the Capital Market and Services Act, 2007, and is part of the PhillipCapital
Group of companies, a financial services conglomerate that offers a full range of financial services
and products. The fund management service of the Phillip Capital Group is available globally through
several subsidiaries, namely Phillip Capital Management Pte Ltd (Singapore), Walker, Crips, Weddle,
Beck Plc (United Kingdom), Sovereign Asset Management Limited (Australia), Phillip Securities (Hong Kong)
and Phillip Securities (Singapore).
PCM offers investment management expertise to institutions, corporations and high net-worth individuals
and EPF contributors under the EPF Investment of Members Savings Scheme. PCMs management team has
collectively more than 75 years experience in the fund management industry.
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Type of Investment
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Amount (RM Million)
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Fixed Income
Securities
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5.54
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Equities
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182.85
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Cash
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227.72
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Others
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Nil
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Total
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416.11
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PCM offers investment management expertise to institutions, corporations and high net-worth individuals
and EPF contributors under the EPF Investment of Members Savings Scheme. PCMs management team has
collectively more than 75 years experience in the fund management industry.
KEY MANAGEMENT PERSONAL OF THE INVESTMENT MANAGER
DATIN HAJJAH NONA BINTI SALLEH, EXECUTIVE CHAIRPERSON
Profile as mentioned.
MR. ANDY LIM SAY KIAT, DIRECTOR
Profile as mentioned.
MR. ANG KOK HENG, CHEIF INVESTMENT OFFICER
B. Engineering (Mechanical), UM & MBA, UKM
(The designated Fund Manager personnel for Phillip Master Equity Growth,
Phillip Master First Ethical and Phillip Master Money Market Fund)
Mr. Ang joined PhillipCapital Group on January 2007. He graduated with a Bachelor of Engineering in
Mechanical, from University of Malaya in 1980 and holds a Master Degree in Business Administration
from UKM. He is also Fellow Member of the Chartered Institute of Management Accountants and Charterholder
of CFA Institute. He started his career with Jurutera Konsultant (SEA) in 1980 as design engineer. He
joined Malaysian Industrial Development Authority (MIDA) as a Project Evaluation Officer a year later
and spending 7 years there. He was responsible for advising, regulating and promoting manufacturing
concerns in the country. He was also participated in the drawing up the first Industrial Master Plan.
He joined TA Securities Berhad in 1988 as Research Manager and responsible for the setting up of the
Research Department, providing regular newsletters and write-ups for investors. He is a fund manager for
several private funds as well as the designated fund manager for TA Balanced Fund, a unit trust managed
by TA Unit Trust Management Berhad. Mr. Ang was appointed as Chief Investment Officer of TA Asset
Management in 1995. Mr. Ang is a regular speaker in stockmarket and investment seminars. His opinion is
well sought after by investors and business journalists due to his in-depth knowledge of the capital
market and his many years of experience in investment research and fund management. Mr. Ang holds a
Capital Markets Services Representative License (CMSRL/A3984/2007).
MR WILLIAM WERMINE (BILL), ASSISTANT VICE PRESIDENT, INVESTMENT
BA (Communications), University of Maryland, USA
Mr. Wermine has over 32 years experience in the financial industry. He has worked as a share broker,
futures dealer, trader, financial adviser and unit trust consultant for a number of US and Malaysian
financial firms. He writes his Traders Tool Box colume for Malaysian Business and also to Journal of
the KLSE. Mr. Wermine specialises in Technical Analysis and is responsible for developing new business
for PCM. Mr. Wermine holds a Capital Markets Services Representative License (CMSRL/A3136/2007).
MR JEFFREY LIM SEOW LEONG, ASSISTANT VICE PRESIDENT, INVESTMENT
CIMA (Finalist)
Mr. Jeffrey Lim joined the PhillipCapital Group in 1993. He had assumed various posts in the Group
before being promoted to head the IT, Futures & Options operation of the Group in Malaysia in 2000.
Mr. Jeffrey Lim joined the Group?s Malaysian fund management team in July 2003 and holds a Capital
Markets Services Representative License (CMSRL/A3303/2007).
MR RICHARD CHEONG PAK WAI, ASSISTANT VICE PRESIDENT, INVESTMENT
ACIS
Mr. Richard Cheong joined Phillip Capital Group in January 2007 as an Assistant Vice President,
Investment. He was with TA Asset Management Sdn Bhd for 4 years as an Investment Analyst responsible
for providing research and analysis on investments. He was also the technical analyst for the investment
team of TA Asset Management Sdn Bhd. Mr. Richard Cheong holds a Capital Markets Services Representative License
(CMSRL/A4052/2007).
PN. ISNALIYAH BINTI SAWARDI, MANAGER, MARKETING & BUSINESS DEVELOPMENT
B.Sc (Hons) Information Management with Accounting, University of Essex
Pn. Isnaliyah joined Phillip Mutual Berhad as Manager, Marketing and Business Development. Her main
responsibilities are to make sure the smooth running of PMB as a platform provider i.e. tying up with
the majority of the Unit Trust Management Company (UTMC) under the Institutional Unit Trust Adviser
(IUTA) arrangement. She is also responsible to expand the Company?s B2B tie-ups plan. Before joining
PMB in October 2007, she was with a local unit trust company in charged of Corporate and Institutional
clients. Her 9 years experience in the financial industry also includes analyst job and securing new
business for a bank backed broker. She graduated from University of Essex, Colchester, United Kingdom
with B.Sc (Hons) Information Management with Accounting. She holds a Capital Markets Services
Representative License (CMSRL/A9539/2008).
EN. ZAINUDDIN ZAKARIA, CLIENT SERVICES
Bachelor Business Administration (BBA), Northwood University
En Zainuddin joined Phillip Capital in August 2007 with the main responsibilities to provide service
and maintain good working relationship with both in-house clients and financial consultants. At the
same time, he is also playing roles in the formulation and implementation of products and channels
development strategies. En Zainuddin bring with himself over 10 years of experience in the financial
industry ranging from risk management and trade execution. He holds a Capital Markets Services
Representative License (CMSRL/A9777/2009).
PN. NOOR AFIDAH BINTI KHAMIS, ASSISTANT MANAGER, INVESTMENT
Diploma in Business Studies, Universiti Teknologi MARA
Puan Noor Afidah joined Phillip Capital in June 2007 with main responsibilities to assist in managing
money market funds and monitoring warrants expiry. She has more than 13 years of experience as dealer's
representatives in a few stock broking house . She holds a Capital Markets Services Representative
License (CMSRL/A9785/2009).
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Copyrights
All information and contents are the property of Phillip Mutual Berhad.
B-2-7, Megan Avenue II,12, Jalan Yap Kwan Seng,50450 Kuala Lumpur.
All Rights Reserved.
General Line:
(603) 2783 0300
Client Services:
(603) 2783 0200 |
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