Investment Manager

ROLES AND DUTIES OF THE INVESTMENT MANAGER

Effective 10 November 2004, the investment function has been delegated to Phillip Capital Management Sdn Bhd (“PCM”). We strongly believe that by delegating the investment function, the Funds would be best managed to achieve its objective. PCM was appointed as the Investment Manager to implement the investment strategies and manager the Funds, as required by the relevant guidelines, the appointment of PCM has been approved by the SC and the Trustee.

The Investment Manager is a licensed fund management company and responsible for managing the investment and dealing of the Funds so as to meet the investment objectives of the Funds. The Investment Manager shall have discretionary authority over the investment of the Funds under their management subject to the Guidelines on Unit Trust Funds and other relevant applicable regulations. The Investment Manager will meet and report to the Investment Committee of the Funds on a regular basis pertaining to the status of the Funds, proposed investment strategy and discuss matters relating to the Funds. Apart from the regular meetings, the Investment Committee will meet with the Investment Manager more frequently should the circumstances require. The remuneration of the Investment Manager is borne by PMB.

Investment Teams

Mr. Ang Kok Heng CFA
Chief Investment Officer
Eng. In (Mechanical), University of Malaya,
MBA, Universiti Kebangsaan Malaysia.

Mr. Ang joined PhillipCapital Group in January 2007. He graduated with a Bachelor of Engineering in Mechanical, from University of Malaya in 1980 and holds a Master Degree in Business Administration from Universiti Kebangsaan Malaysia. He is also a Fellow Member of the Chartered Institute of Management Accountants and Charter holder of CFA Institute. He started his career as a design engineer before joining Malaysian Industrial Authority (MIDA) where he spent 7 years there. Mr. Ang started the Research Department of TA Securities Berhad in 1988 and headed the department for 7 years. He was subsequently transferred and appointed as the Chief Investment Officer of TA Asset Management in 1995. He is also a regular speaker in stock market and investment seminars. Mr. Ang holds a Capital Markets Representative License (CMSRL/A3984/2007).

As the Chief Investment Officer, Mr. Ang is responsible for the oversight of the overall management of the Funds.

Ms. Tan Sze Nee
Senior Manager, Fixed Income
Bachelor of Business Administration, University of Malaya

Ms. Tan was appointed as Fixed Income Manager of PCM in January 2015. She began her career with Phillip Mutual Berhad in August 2008 and was transferred to PCM in 2011 to grow the corporate and institutional business. Ms. Tan has a total of more than 12 years of experience in the financial industry. She holds a Capital Markets Services Representative License (CMSRL/B3906/2013).

Ms. Tan is the designated fund manager for the Phillip Dana Murni and the fixed income portion of the Phillip AsiaPac Income Fund, Phillip Income Fund, Phillip SELECT Balance Fund and Phillip SELECT Income Fund.

Mr. Foong Wai Mun
Manager, Equity
Bachelor of Commerce (Hons) Accounting, University Tunku Abdul Rahman

Mr. Foong joined PCM in November 2017 as Fund Manager. He has been working in the capital market industry since 2007 including as an equity analyst with CIMB Investment Bank, ECM Libra Investment Bank and Public Mutual Berhad. As an equity analyst, he has covered various sectors, such as consumer, property, REIT, technology, telecommunications and utilities sector both on the sell as well as buy-side.  Prior to joining PCM, Mr Foong was an investment manager at BRDB Capital, a family office under BRDB Development managing the private wealth of the Group office. Graduated from University Tunku Abdul Rahman with a Bachelor of Commerce (Hons) Accounting, Mr Foong brought with him over 10 years of experience in the capital market industry and currently holds a Capital Markets Services Representative License (eCMSRL/B8207/2018).

Mr. Foong is the designated fund manager for Phillip Pearl Fund, Phillip Recovery Fund and the equity portion of the Phillip Dividend Fund and Phillip Income Fund.

Ms. Atifa Faiqa Md Alier
Manager, Equity
Bachelor of Finance (Hons), Universiti Teknologi MARA
Msc in Finance, Cardiff University

Ms. Atifa Faiqa Md Alier joined PCM in July 2019 as fund manager. She has over 5 years of experience in fund management industry. Prior to joining PCM, she has been working with several fund management companies including AmFunds Management Berhad and Kenanga Investors Berhad as investment risk analyst where she analyses the exposures and performance across different portfolios and at an aggregate level. Graduated from Universiti Teknologi MARA with a Bachelor of Finance (Hons) and a holder of Master of Finance from Cardiff University, Ms Atifa holds a Capital Markets Services Representatives License (eCMSRL/B9347/2019).

Ms. Atifa is the designated fund manager for the equity portion of the Phillip SELECT Balance Fund and Phillip SELECT Income Fund.

Ms. Mutiara Binti Zulkifli
Manager, Equity
Bachelor of Finance (Hons), Universiti Teknologi MARA

Ms. Mutiara joined PCM in September 2020 as fund manager. Before joining PCM, she was the portfolio manager managing Dana Makmur Pheim in Pheim Asset Management for more than 2 years. During her tenure there, she also covered sectors such as auto, aviation, REITs, conglomerates, manufacturing, consumer sectors; as well as overlooking various portfolios’ foreign countries exposure. Prior to joining Pheim Asset Management, she was attached to Phillip Research Sdn. Bhd. (PRSB) as an investment analyst for 3 years. Graduated from Universiti Teknologi MARA with a Bachelor of Finance (Hons), Ms. Mutiara brought with her over 6 years of experience in the capital market industry and currently holds a Capital Markets Representative License (eCMSRL/B7869/2018).

Ms. Mutiara is the designated fund manager for Phillip Global A.I.R. Fund, Phillip Global Disruptive Innovation Fund, Phillip Dynamic AsiaPac Fund, Phillip Global Stars Fund, Phillip Asia Brands Fund, Phillip Dana Dividen, Phillip Focus China Fund, Phillip Dana Aman, Phillip Premier Fund, Phillip Focus18 Fund and the equity portion of the Phillip AsiaPac Income Fund.


PHILLIP CAPITAL MANAGEMENT SDN BHD (PCM)

PCM was incorporated in Malaysia in 1995 to offer investment management services to institutions, corporations and high net-worth individuals. Effective 10 November 2004, the investment function has been delegated to PCM since it has experience for more than 10 years in the fund management industry. We strongly believe that by delegating the investment function, the Funds would be best managed to achieve their objective. PCM was appointed as the investment manager to implement the investment strategies and manage the Funds, as required by the relevant guidelines, and the appointment of PCM has been approved by the SC and the Trustee.

PCM is a licensed fund manager and responsible for managing the investment and dealing of the Funds so as to meet the investment objectives of the Funds. As the investment manager, PCM shall have discretionary authority over the investment of the Funds under their management subject to the Guidelines on Unit Trust Funds and other relevant applicable regulations. PCM will meet and report to the Investment Committee of the Funds on a regular basis pertaining to the status of the Funds, proposed investment strategy and discuss matters relating to the Funds. Apart from the regular meetings, the Investment Committee will meet with PCM more frequently should the circumstances require. The remuneration of the PCM is borne by us.

PCM offers investment management expertise to institutions, corporations and high net-worth individuals and EPF contributors under the EPF Investment of Members Savings Scheme. PCM’s total shareholders funds are in excess of RM 13.25 million and PCM manages RM 3.4 billion client’s assets.


KEY MANAGEMENT PERSONNEL OF THE INVESTMENT MANAGER

DATIN HAJJAH NONA BINTI SALLEH, EXECUTIVE CHAIRPERSON
BSc Econ (Hons) Accounting & Finance, London School of Economics and Political Science
Investment Management Certificate (IIMR), United Kingdom

Datin Hajjah Nona Binti Salleh, CFP (Executive Chairperson, PhillipCapital Malaysia), is the Executive Chairperson of Phillip Capital Management Sdn Bhd, Chairman of Phillip Mutual Berhad, a director of Phillip Futures Sdn Bhd, Phillip Wealth Planner Sdn Bhd, as well as other Malaysian companies under the PhillipCapital Group. She started her investment career in Aseambankers in 1992 where she gained exposure in the management of Shariah-based and semi-Shariah based portfolios. Over the past 28 years, she has accumulated experience through her involvement in the investment management and strategy of her clients’ investment portfolios, namely the Employees Provident Fund (EPF), Lembaga Tabung Haji, Koperasi Jaya Diri, Double Growth Fund and Emerging Growth Fund (BHLB Unit Trusts) as well as Maybank Dana Yakin (Maybank’s Shariah -based unit trust fund).

Prior to re-joining the Phillip Group in 2001 to head its Malaysian operation, she has held several key positions in investment management and research, including the positions of Associate Investment Director of BHLB Asset Management, a subsidiary of Ban Hin Lee Bank (now merged under CIMB group) and Chief Investment Officer at Mayban Investment Management Sdn Bhd, a subsidiary of Malayan Banking Berhad. Datin Hajjah Nona is a graduate of the London School of Economics, University of London and she holds the Investment Management Certificate (IIMR), UK as well as being a member of the Financial Planning Association of Malaysia (FPAM). She holds a Capital Markets Services Representative License (CMSRL/A3012/2007).


ENCIK MOHD FADZLI BIN MOHD ANAS, DIRECTOR
BSc (Mathematics) from Clarkson University, USA,
MBA (Finance) from University of Leeds, UK.

En. Mohd Fadzli Bin Mohd Anas was previously the Chief Executive Officer of Phillip Mutual Bhd between 2 February 2005 and 31 December 2015. Prior to that, he was the Vice President, Investment of Phillip Capital Management Sdn Bhd where he was responsible for investment and marketing activities for the company. En. Mohd Fadzli has been with the PhillipCapital Group for the past 16 years and has been instrumental in charting the growth of its Malaysian business. He currently holds the position of Executive Director for Phillip Capital Management Sdn Bhd since 1 January 2016.

En. Mohd Fadzli has worked in various senior capacities in the financial industry for the past 20 years. He has also been actively involved in the business development activities of a listed telecommunications company, where he served as President of its Group Marketing Council which was responsible for advising the company’s Management Committee on marketing strategies. En. Mohd Fadzli graduated with a B.Sc. (Mathematics) from Clarkson University in New York, and holds an MBA (Finance) from the University of Leeds, United Kingdom.


MR. ANG KOK HENG, CHEIF INVESTMENT OFFICER
B. Engineering (Mechanical), UM & MBA, UKM, CFA

Mr. Ang joined Phillip Capital Management Sdn Bhd in January 2007. He graduated with a Bachelor of Engineering in Mechanical, from University of Malaya in 1980 and holds a Master Degree in Business Administration from Universiti Kebangsaan Malaysia. He is also a Fellow Member of the Chartered Institute of Management Accountants and Charterholder of CFA Institute. He started his career as a design engineer before joining Malaysian Industrial Development Authority (MIDA) where he spent seven years there.

Mr. Ang started the Research Department of TA Securities Berhad in 1988 and headed the department for seven years. He was subsequently transferred and appointed as the Chief Investment Officer of TA Asset Management in 1995. He is also a regular speaker in stock market and investment seminars. Mr. Ang holds a Capital Markets Services Representative License (CMSRL/A3984/2007).


MS. TAN SZE NEE, SENIOR MANAGER, FIXED INCOME
Bachelor of Business Administration, University of Malaya

Ms. Tan was appointed as Fixed Income Manager of Phillip Capital Management Sdn Bhd in January 2015. She began her career with the Phillip Mutual Berhad in August 2008 and was transferred to Phillip Capital Management in 2011 to grow the corporate and institutional business. Ms. Tan has total more than 6 years of experience in the financial industry. She holds a Capital Markets Services Representative License (CMSRL/B3906/2013).

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